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Open access policies

Multiple open access policies will apply to your research, including the University of Nottingham, Research Excellence Framework and multiple funder policies.

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The University of Nottingham open access policy

The University of Nottingham OA policy supports a mixed green and gold model of open access.

All research papers (including journal articles, conference proceedings, book chapters and similar material), where copyright allows, should be made available in an open access form upon publication. 

All academic staff are required to make their research outputs open access wherever possible through the University repository (Nottingham ePrints):

  • All research papers including journal articles, conference proceedings, book chapters and similar material, either in the form of the author's final manuscript or the formally-published version, where copyright allows, should be deposited in the Nottingham ePrints repository upon acceptance for publication or as soon as possible thereafter.
  • Where it is not possible to deposit an open access version of the full-text of the paper, a record of the publication should be created in the repository with a link to an externally held version.
  • Where external funding is available to meet the costs of open access article processing charges, researchers should take advantage of opportunities to publish their work with immediate open access upon publication.

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RCUK policy

A single open access policy has been adopted by the seven UK research councils (EPSRC, BBSRC, ESRC, AHRC, MRC, NERC and STFC).

Peer reviewed research papers which result from research that is wholly or partially funded by the Research Councils:

  • must be published in journals which are compliant with Research Council policy on open access.
  • must include details of the funding that supported the research, and a statement on how the underlying research materials – such as data, samples or models – can be accessed.
 

You can achieve compliance with the policy through two routes:

    1. Green OA. The journal must allow deposit of author accepted manuscripts which include all changes resulting from peer review, without restrictions on non-commercial re-use. There should be an embargo period of no more than six months, or 12 months for research funded by the AHRC and the ESRC.
    2. Gold OA. The journal must allow your work to be licensed as CC-BY. You can claim funds for Article Processing Charges (APCs) from RCUK via a block grant provided to the University. 

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Post-2014 Research Excellence Framework policy

HEFCE have published an open access policy for the next REF. It applies to journal articles and conference proceedings published after the 1 April 2016: 

  • Any article or conference paper accepted for publication after the 1 April 2016 must be made open access to be eligible for submission in the next REF.
  • The appropriate version, usually the  author's accepted manuscript, of an output must be deposited in an institutional repository i.e. Nottingham ePrints (or subject repository) within three months of acceptance (three months of publication until 1 April 2018).
  • Gold and green routes to OA are acceptable.
 
  • Embargo periods for green OA must not exceed the following maxima: 12 months for REF main panels A and B or 24 months for REF main panels C and D.
  • HEFCE make allowances where there are legitimate barriers to open access and these are listed as exceptions in the policy.

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Other funder policies

SHERPA Juliet is a database detailing funders' policies on gold and green OA and claiming OA funding. You can use it to find details on the policies of most University funders not covered here e.g. Horizon 2020, Leverhulme, NIHR.

COAF (the Charities Open Access Fund) is a collaboration between a number of funders. You can claim funds for Article Processing Charges (APCs) from COAF via a block grant provided to the University. The funders covered are:

  • Arthritis Research UK
  • British Heart Foundation
  • Cancer Research UK
  • Bloodwise
  • Parkinson’s UK
  • Wellcome Trust

You can read further details on the open access policies of these funders linked from the COAF webpage. The Wellcome Trust has additional requirements and funds to support making scholarly monographs and book chapters open access.  

Please note from the 1 October 2016 Breast Cancer Now is no longer a COAF member

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